The IMAS Regulatory Committee invites you to the 13th Roundtable session, where current and pertinent regulatory/legal/compliance issues affecting the investment management industry will be discussed. The Roundtable serves as an interactive session for members to exchange their views and ideas.

 

During the Roundtable, we will be discussing the implementation of:

• MAS Guidelines on Individual Accountability and Conduct
• MAS Information Paper: Culture and Conduct Practices of Financial Institutions from an asset manager’s perspective

 

Breakout Room Discussion sub-topics:

• Governance & Control Framework
• Performance & Consequence Management
• Fit & Proper
• Identification of Senior Managers and Material Risk Personnel (MRP)

 

 

We are pleased to have Mr Wong Nai Seng, FSI Regulatory Strategy Leader, Deloitte Southeast Asia, join us and share his views. Heading the Regulatory Risk service line in Southeast Asia, Nai Seng has with him more than 20 years’ experience in regulatory policy, financial stability surveillance, and supervision, covering banks, capital markets, payment systems and technology risk.

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