LEARNING OBJECTIVES

At the end of the module, participants will be able to:

1. Identify the five key outcomes of the Guidelines on Individual Accountability and Conduct and understand their importance in promoting a sound financial system.
   
   
2. Recognize the roles and responsibilities of senior managers and material risk personnel in ensuring effective governance and oversight within financial institutions.
   
   
3. Understand the specific guidance applicable to financial institutions based on their size, nature, and complexity.
   
   
4. Describe the essential elements of a robust conduct framework that reinforces standards of proper behavior among all employees.
   
   
5. Explain the reporting requirements for material adverse developments to the Monetary Authority of Singapore (MAS).
6. Understand the key MAS notices related to misconduct reporting, what constitutes reportable misconduct, and the reporting process for financial institutions in Singapore.

MODULE OUTLINE

This training programmes is newly launched in May 2025. Click here to view the programme prospectus.

TYPE OF COURSE

E-Learning

FEE*

IMAS Member: $140

Non-IMAS Member: $150

*FTS-Eligible
 
This course is recognised under the Financial Training Scheme (FTS) and is eligible for FTS claims subject to all eligibility criteria being met. Please note that in no way does this represent an endorsement of the quality of the training provider and course.  Participants are advised to assess the suitability of the programme and its relevance to participants’ business activities or job roles. 

The FTS is available to eligible entities based on the prevalent funding eligibility, quantum and caps. FTS claims may only be made for recognised programmes with specified validity period. Please refer to www.ibf.org.sg for more information. 

Kindly note that the FTS scheme is only available for company-sponsored individuals.