With the multitude of regulatory changes in the investment management industry across the globe, it is imperative that compliance and legal professionals stay up-to-date with the latest developments. At this Forum, we will review significant regulatory changes, discuss regulatory trends that are currently taking shape internationally and how they will influence the regulatory landscape.
In partnership with ReedSmith and our venue sponsor SGX, IMAS successfully concluded our 10th Regulatory Forum with more than 160 participants this year. The Forum discussed…
24 July 2024 (Wed) | 1:15pm – 4:15pm (SGT)
In partnership with ReedSmith and our venue sponsor SGX, IMAS successfully concluded our 10th Regulatory Forum with more than 160 participants this year. The Forum discussed the latest regulatory changes impacting the investment management industry, touching on the latest guidelines on fair dealing, AML and CFT measures, technology risk management, and ESG, and also provided attendees with valuable insights into significant regulatory developments and trends in Singapore and Hong Kong, China, US, UK and EU. The speakers explored how Large Language Models (LLMs) are transforming the AI landscape, enabling efficient automation and advanced analytics, with depiction of use cases in the financial industry and how the adoption of AI technologies has streamlined workflows, power real-time decision-making tools, and integrate with legacy systems.
The keynote address by Mr Teo Kok Ming, Executive Director, Capital Markets Group, Investment Intermediaries Department at the Monetary Authority of Singapore, covered key points such as the importance of collaboration with different stakeholders, the risks that comes from the opportunities of using artificial intelligence, as well as the regulatory approach by MAS to address the environmental and climate related risks that asset management industry faces.
The Forum featured speakers from Reed Smith LLP and bluesheets:
Recording for the session can be assessed below:
IMAS successfully hosted the 9th Regulatory Forum as an in-person event at Fullerton Fund Management’s office, with a full house of close to 100 participants…
22 March 2023 (Wed) | 2:30pm – 5:30pm (SGT)
IMAS successfully hosted the 9th Regulatory Forum as an in-person event at Fullerton Fund Management’s office, with a full house of close to 100 participants. This year’s Forum reviewed the key regulatory changes and latest trends taking shape in Asia and Europe, and discussed the impact of these evolving guidelines on the regulatory landscape. We had an extensive update on the Regulations & Developments in Asia, as well as the UK and Europe. The speakers shared on the regulatory changes and developments pertaining to their respective countries and regions, allowing participants to gain useful insights of these updates in Australia, Singapore, Hong Kong, Malaysia, Thailand, China, UK and Europe. Participants were also provided with an overview of the current European regulations and developments focusing on ESG, as well as the current consultations from European Securities and Markets Authority (ESMA) and European Commission on funds names, greenwashing, market trends and main data points.
Click here for the keynote address by Mr Tan Keng Heng, Executive Director & Head of Capital Markets Intermediaries Department II at the Monetary Authority of Singapore.
The Forum featured speakers from Baker McKenzie Wong & Leow and Association of the Luxembourg Fund Industry (ALFI). More materials regarding the session and recording are available below:
With the multitude of regulatory changes in the investment management industry across the globe, it is imperative…
28 January 2022 (Fri) | 2.30pm – 5.00pm (SGT)
With the multitude of regulatory changes in the investment management industry across the globe, it is imperative that compliance and legal professionals stay up-to-date with the latest developments. At this Forum, we will review significant regulatory changes, discuss regulatory trends that are currently taking shape internationally and how they will influence the regulatory landscape.
Click here for the keynote address by Mr Tan Keng Heng, Executive Director & Head of Capital Markets Intermediaries Department II at the Monetary Authority of Singapore.
The Forum featured speakers from Simmons & Simmons JWS and Baker McKenzie Wong and the presentation decks are available below:
Recording for the session can be assessed below:
In addition to the presentations on the key regulatory developments in Singapore and in overseas jurisdictions that members should be aware of…
28 May 2021 (Fri) | 2.30pm – 5.00pm (SGT)
In addition to the presentations on the key regulatory developments in Singapore and in overseas jurisdictions that members should be aware of, we showcase RegTech solutions to raise industry’s awareness of technology available that could assist compliance and legal professionals to track regulatory changes globally and to meet regulatory requirements under the Individual Accountability and Conduct regime.
Click here for the keynote address by Mr Tan Keng Heng, Executive Director & Head of Capital Markets Intermediaries Department II at the Monetary Authority of Singapore.
The Forum featured speakers from Simmons & Simmons JWS, Baker McKenzie Wong & Leow, Radicali and Worksmart, and the presentation decks are available below:
Recording for the session can be assessed below:
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape…
This Forum will feature thought leaders who will cover topics including an overview of and update on the global regulatory landscape, changes to Securities and Futures Act & Regulations, Developments in Taxation, Technology and Compliance Surveillance and Thematic Jurisdictional Insight into Conduct, Culture & Accountability.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, JunHe, Simmons & Simmons JwS, Dechert LLP, Sidley Austin LLP, Ernst & Young Solutions LLP, OCBC Bank, and Regulation Asia, and their presentation decks are available below:
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape…
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape, Base Erosion Profit Sharing, as well as the Senior Managers Regime in the United Kingdom.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, Simmons & Simmons JWS, Clifford Chance, and PWC, and their presentation decks are available below:
This Forum featured thought leaders who covered topics including an overview of the global regulatory landscape…
This Forum featured thought leaders who covered topics including an overview of the global regulatory landscape, the more towards fee-based distribution, as well as the Senior Managers Regime in the United Kingdom.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, Clifford Chance, Dechert, Morningstar, and Simmons & Simmons JWS, and their presentation decks are available below:
This forum featured thought leaders who covered an overview of the global regulatory landscape…
This forum featured thought leaders who covered an overview of the global regulatory landscape, including key jurisdictions such as the US, Europe and Asia, as well as key developments in outsourcing, information protection, and data privacy.
The keynote address was delivered by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Sidley Austin LLP, PWC LLP, Compliance Asia, and Straits Interactive, and their presentation decks are available below:
This Forum featured thought leaders from ComplianceAsia, Kroll, and Baker & McKenzie.Wong & Leow
This Forum featured thought leaders from ComplianceAsia, Kroll, and Baker & McKenzie.Wong & Leow, who covered topics including an overview of the global regulatory landscape, hot topics on financial crimes, as well as outsourcing, technology and data protection.
The presentation decks are available below:
Experts from ComplianceAsia, Clifford Chance, Bloomberg, and Hudson Global Resources shared their insights on a range of topics including…
Experts from ComplianceAsia, Clifford Chance, Bloomberg, and Hudson Global Resources shared their insights on a range of topics including an overview of regulatory and legal landscape, global regulations affecting Asia, global economic trends and policies, as well as human resourcing challenges for legal and compliance professionals.
The presentation decks are available below:
