With the multitude of regulatory changes in the investment management industry across the globe, it is imperative that compliance and legal professionals stay up-to-date with the latest developments. At this Forum, we will review significant regulatory changes, discuss regulatory trends that are currently taking shape internationally and how they will influence the regulatory landscape.
In addition to the presentations on the key regulatory developments in Singapore and in overseas jurisdictions that members should be aware of…
In addition to the presentations on the key regulatory developments in Singapore and in overseas jurisdictions that members should be aware of, we showcase RegTech solutions to raise industry’s awareness of technology available that could assist compliance and legal professionals to track regulatory changes globally and to meet regulatory requirements under the Individual Accountability and Conduct regime.
Click here for the keynote address by Mr Tan Keng Heng, Executive Director & Head of Capital Markets Intermediaries Department II at the Monetary Authority of Singapore.
The Forum featured speakers from Simmons & Simmons JWS, Baker McKenzie Wong & Leow, Radicali and Worksmart, and the presentation decks are available below:
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape…
This Forum will feature thought leaders who will cover topics including an overview of and update on the global regulatory landscape, changes to Securities and Futures Act & Regulations, Developments in Taxation, Technology and Compliance Surveillance and Thematic Jurisdictional Insight into Conduct, Culture & Accountability.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, JunHe, Simmons & Simmons JwS, Dechert LLP, Sidley Austin LLP, Ernst & Young Solutions LLP, OCBC Bank, and Regulation Asia, and their presentation decks are available below:
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape…
This Forum featured thought leaders who covered topics including an overview of and update on the global regulatory landscape, Base Erosion Profit Sharing, as well as the Senior Managers Regime in the United Kingdom.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, Simmons & Simmons JWS, Clifford Chance, and PWC, and their presentation decks are available below:
This Forum featured thought leaders who covered topics including an overview of the global regulatory landscape…
This Forum featured thought leaders who covered topics including an overview of the global regulatory landscape, the more towards fee-based distribution, as well as the Senior Managers Regime in the United Kingdom.
Click here for the keynote address by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Baker & McKenzie.Wong & Leow, Clifford Chance, Dechert, Morningstar, and Simmons & Simmons JWS, and their presentation decks are available below:
This forum featured thought leaders who covered an overview of the global regulatory landscape…
This forum featured thought leaders who covered an overview of the global regulatory landscape, including key jurisdictions such as the US, Europe and Asia, as well as key developments in outsourcing, information protection, and data privacy.
The keynote address was delivered by Mr Lim Cheng Khai, Director, Head, Capital Markets Intermediaries Department II, Monetary Authority of Singapore.
The Forum featured speakers from Sidley Austin LLP, PWC LLP, Compliance Asia, and Straits Interactive, and their presentation decks are available below:
This Forum featured thought leaders from ComplianceAsia, Kroll, and Baker & McKenzie.Wong & Leow
This Forum featured thought leaders from ComplianceAsia, Kroll, and Baker & McKenzie.Wong & Leow, who covered topics including an overview of the global regulatory landscape, hot topics on financial crimes, as well as outsourcing, technology and data protection.
The presentation decks are available below:
Experts from ComplianceAsia, Clifford Chance, Bloomberg, and Hudson Global Resources shared their insights on a range of topics including…
Experts from ComplianceAsia, Clifford Chance, Bloomberg, and Hudson Global Resources shared their insights on a range of topics including an overview of regulatory and legal landscape, global regulations affecting Asia, global economic trends and policies, as well as human resourcing challenges for legal and compliance professionals.
The presentation decks are available below: