The IMAS Regulatory/Legal/Compliance Roundtable is a biannual event where current and pertinent regulatory/legal/compliance issues affecting the investment management industry are discussed. The Roundtable serves as an interactive session for members to exchange their views and ideas.
During the 18th Regulatory Roundtable, members discussed key topics such as the revised set of MAS Guidelines on Fair Dealing and the Amendments to OTC Derivatives Reporting Regime that will come into effect on 21 Oct 2024.
During the 18th Regulatory Roundtable, members discussed key topics such as the revised set of MAS Guidelines on Fair Dealing and the Amendments to OTC Derivatives Reporting Regime that will come into effect on 21 Oct 2024.
Speakers from Rajah & Tann addressed key updates and implementation challenges on the Fair Dealing Guidelines, which included substantial changes in its scope and coverage, and shared useful insights to the commonly raised questions on the re-write of the OTC derivatives reporting rules. The event concluded with interactive breakout sessions, where participants engaged in deeper discussions on the topics, and thereafter sharing the group’s collective input for the benefit of all in attendance.
More materials regarding the session are available below:
During the 17th Regulatory Roundtable, members delved into pertinent regulatory issues affecting the investment management industry, including the recent proposed guidelines on Anti-Money Laundering (AML), as well as Digital Prospecting.
During the 17th Regulatory Roundtable, members delved into pertinent regulatory issues affecting the investment management industry, including the recent proposed guidelines on Anti-Money Laundering (AML), as well as Digital Prospecting.
We are pleased to have Sidley Austin LLP join us to decode the proposed MAS guidelines and facilitate the breakout session where participants engaged in though-provoking discussions in various subtopics and case studies, including AML relating to Single Family Offices, AML relating to Digital Assets, as well as ensuring responsible conduct in digital prospecting and marketing activities.
More materials regarding the session are available below:
During the 16th Regulatory Roundtable, members had a chance to deepen their understanding on the revised guidelines on Business Continuity Management (BCM) that was released by the Monetary Authority of Singapore (MAS) in June 2022.
During the 16th Regulatory Roundtable, members had a chance to deepen their understanding on the revised guidelines on Business Continuity Management (BCM) that was released by the Monetary Authority of Singapore (MAS) in June 2022.
We are pleased to have Deloitte & Touche Enterprise Risk Services Pte Ltd’s BCM team join us to unpack the BCM guidelines and facilitate a table top discussion for IMAS members to get a chance to apply their learnings. Please refer to our programme brochure for more information.
More materials regarding the session are available below:
During the 15th Regulatory Roundtable, we are glad to have resumed an in-person format with close to 40 IMAS members participating in the discussion of key topics including:
During the 15th Regulatory Roundtable, we are glad to have resumed an in-person format with close to 40 IMAS members participating in the discussion of key topics including:
Special thanks to our sponsor ComplianceAsia and host JPMorgan for making this event possible. Please refer here for more information about the topics. More materials regarding the session and recording are available below:
During the first Roundtable discussion of 2022, over 50 IMAS members participated in the the discussion of key topics
During the first Roundtable discussion of 2022, over 50 IMAS members participated in the discussion of key topics including:
During the Roundtable, members discuss the implementation of: (i) MAS Guidelines on Individual Accountability and Conduct, and (ii) MAS Information Paper: Culture…
11 Dec 2020 (Fri) | 3pm to 5.20pm (SGT)
During the Roundtable, members discuss the implementation of: (i) MAS Guidelines on Individual Accountability and Conduct, and (ii) MAS Information Paper: Culture and Conduct Practices of Financial Institutions from an asset manager’s perspective.
Topics discussed include:
The Roundtable materials are available below:
The following topics were discussed at the Roundtable:
29 Nov 2019 (Fri) | 1.30pm to 5.00pm (SGT)
The following topics were discussed at the Roundtable:
In addition, there was also be an update on the amendments to the IMAS’ Guidance Notes on Recommended Disclosures to Support the Presentation of Income Statistics in Advertisements (RDPA).
The following topics were discussed at the Roundtable:
17 May 2019 (Fri) | 2.00pm to 5.00pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
12 October 2018 (Fri) | 1.30pm to 5.00pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
20 April 2018 (Fri) | 1.30pm to 5.00pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
27 October 2017 (Fri) | 3.00pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
21 April 2017 (Fri) | 3.00pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
14 Oct 2016 (Fri) | 2.30pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
22 Apr 2016 (Fri) | 3.00pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
16 Oct 2015 (Fri) | 3.00pm to 5.00pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
23 Apr 2015 (Thu) | 3.30pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
15 Oct 2014 (Wed) | 3.30pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
The following topics were discussed at the Roundtable:
25 Sep 2013 (Wed) | 3.30pm to 5.30pm (SGT)
The following topics were discussed at the Roundtable:
