12th Regulatory/Legal/Compliance Roundtable

12th Regulatory/Legal/Compliance Roundtable

29 Nov 2019

The IMAS Regulatory Committee invites you to the 12th Roundtable session, where current and pertinent regulatory/legal/compliance issues affecting the investment management industry will be discussed. The Roundtable serves as an interactive session for members to exchange their views and ideas.

The following topics will be discussed at the Roundtable: 

1. MAS’ Guidelines on Individual Accountability and Conduct

2. OTC Derivative Trade reporting requirement (“traded in Singapore”) for holders of CMS licence

In addition, there will also be an update on the amendments to the IMAS’ Guidance Notes on Recommended Disclosures to Support the Presentation of Income Statistics in Advertisements (RDPA).

Session Details 

Date 29 November 2019 (Friday)
Time       1.30pm – 5.00pm
(Registration begins at 1.30pm)

60 Anson Road
#14-01 Mapletree Anson
Singapore 079914
Multipurpose Room 1 
(Venue sponsored by Goldman Sachs Asset Management)

Due to space constraints, we seek your understanding that registration will be limited to one (1) representative per member company, with the representative ideally being your company’s senior manager or head of legal/compliance.

Register now via the IMAS mobile app, with registration closing on 22 Nov 2019. Please bring your photo ID on the day itself to facilitate security clearance and for entry.

Contact Us
3 Phillip Street
Royal Group Building #07-01
Singapore 048693

Email: enquiries@imas.org.sg
Tel: +65 6223 9353
Fax: +65 6223 9352