The IMAS Regulatory Committee invites you to the 12th Roundtable
session, where current and pertinent regulatory/legal/compliance issues
affecting the investment management industry will be discussed. The Roundtable
serves as an interactive session for members to exchange their views and ideas.
The following topics will be discussed at the Roundtable:
1. MAS’ Guidelines on Individual
Accountability and Conduct
2. OTC Derivative Trade reporting
requirement (“traded in Singapore”) for holders of CMS licence
In addition, there
will also be an update on
the amendments to the IMAS’ Guidance Notes on
Recommended Disclosures to Support the Presentation of Income Statistics in
Advertisements (RDPA).
Date | 29 November 2019 (Friday) |
Time |
1.30pm – 5.00pm (Registration begins at 1.30pm) |
Venue
|
60 Anson Road #14-01 Mapletree Anson Singapore 079914 Multipurpose Room 1 (Venue sponsored by Goldman Sachs Asset Management) |
Due to space constraints, we seek your understanding that registration
will be limited to one (1)
representative per member company, with the representative
ideally being your company’s senior manager or head of legal/compliance.
Register now via the IMAS mobile
app, with registration closing on 22 Nov 2019. Please bring your photo ID on the day
itself to facilitate security clearance and for entry.