Summary
MyComplianceOffice (MCO) provides compliance management software that enables companies around the world to reduce their risk of misconduct and effectively oversee regulatory obligations.
Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of the company, employees and third-party vendors and provide evidence of regulatory compliance. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS based solutions get firms up and running quickly and cost-efficiently.
Description of fintech solution
MyComplianceOffice helps companies, large and small, meet evolving regulatory needs and ensure compliance more easily. Our interconnected suites with a centralized data centre offer firms a comprehensive and cost-effective complete compliance solution.
1. Know Your Employee provides compliance teams with an easy and affordable way to monitor, manage and ensure adherence to employee policies, identifying issues before they become problems and mitigating the risk of misconduct.
2. Know Your Transactions helps firms mitigate risk that can originate from breaches in market manipulation, insider trading, suitability, conflicts of interest, fund mandates and investment banking activities.
3. Know Your Third Party delivers a clear understanding of third party risks, providing oversight of due diligence activities associated with third party relationships including vendors, customers, counterparties, agents and partners.
4. Know Your Obligations allows firms to maximize the effectiveness and efficiency of the regulatory oversight process by gaining a holistic and aggregate view of their risk profile and easily providing proof of compliance.
The MCO’s fully integrated platform enables comprehensive monitoring and reporting via personalized dashboards, workflow-directed task management, real-time alerts to exceptions, hierarchy management and integrated data sets, including global company and security master of public and private companies
Describe your key innovations
MCO's single integrated solution allows conflicts to be checked across multiple areas of compliance in a single solution due to our integrated Company & Security Master.
Solution Lifecycle
Commercialized
Founder's Background
Brian Fahey is the Chief Executive Officer of MyComplianceOffice. Brian has been delivering complex technology solutions to meet critical business objectives within the investment management industry for over 35 years. He has provided these solutions to large and small investment firms across US, Europe and Asia. His focus over the last 16 years has been building cost-effective governance, risk and compliance IT solutions for the investment industry that can adapt to rapidly changing business and regulatory environments. Prior to joining MyComplianceOffice, Mr. Fahey ran a consulting practice for Access Data, a firm that specialized in technology solutions for the investment industry. He also managed investment systems at John Hancock Funds and was CTO for a smaller institutional asset manager.
Brian has a Bachelor of Commerce and Master of Management Science degrees from University College Dublin (Ireland). He also has an MBA and a Graduate Certificate in Strategic Internet Management from Northeastern University.
Founded (Years of Incorporation)
1998
How are you funded today?
Self-funded
Number of employees
330
Presence In Region
America
ASEAN
Asia
Europe
Global
North Asia
Oceania
Technology
Regtech
Risk Assessment
HQ Country
Ireland
What are the top 3 key benefits your solution will bring to the Asset Management Industry?
- Compliance Efficiencies and Automation
- Meet Regulatory Obligations (locally and globally)
- Global Standards in Compliance achieved
Tell us more about your past client engagements to date and your market penetration?
MCO has over 1300 customers Globally with a smaller presence in Asia-Pacific. 3 of MCO's largest 6 customers are based in the Asia-Pacific region.
Our customers range from 10 employees through to 105,000 employees use cases and include implementation of singular point solution modules, to a full integrated Control Room Suite.
Do you have any case studies of your solution? If yes, please share it in less than 200 words
Various case studies can be found in our solution here: https://mco.mycomplianceoffice.com/risk-and-compliance-resources
Awards/Accolades
Information about our Awards can be found here: https://mco.mycomplianceoffice.com/awards-mco
Some additional information below:
• Digital Technology Company of the Year 2022 at Technology Ireland Industry Awards
• Regulation Asia Awards for Excellence 2022 – Best Solution for Conduct Risk Management
• Asia Fintech Awards – Best Regtech Solution 2022
• Regulation Asia Awards for Excellence 2021 - Best Solution for Conduct Risk Management
• RegTech Insight Awards USA 2021 - Best Vendor Solution for Managing Conduct Risk
• Deloitte Ireland | Deloitte Fast 50 2021 – Ireland 50 fastest growing technology companies
• Technology Ireland Industry Awards 2021 - Outstanding Achievement in International Growth
• RegTech 100 2021 - Annual list of 100 of the world’s most innovative RegTech companies
• Team Insight | Innovation Awards 2020 - Most Innovative Conduct Risk / SMCR / KYE / Staff Surveillance Project
• Deloitte Ireland | Deloitte Fast 50 2020 – Ireland 50 fastest growing technology companies
• The CEO Views | CEO Business Magazine – Top 50 Best Companies of the Year 2020
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